Chief Compliance Officer
Mr. Ratna kumar R is the Chief Compliance officer of the company, He is Commerce graduate with Master Degree in Business Administration, with over 17 years experience in financial sector. He moved up the ladder with his exceptional diligence and performance to become the Chief Compliance Officer of UAE Exchange – Indian Operations.
Before becoming CCO of the company, Mr Ratnakumar had a successful stint as Branch Head and he had worked under rural, urban and metro branches of the company with equal seal and efficiently, He was elevated as Regional head – Mumbai; there after he became Regional head South Kerala heading Kollam and Trivandrum district branches.
He was Regional Head for 8 years with an outstanding track record and always brought elevation in growth graph especially in the areas under his jurisdiction. All his positions gave him the opportunity to utilize his motivational attitude in sharpening the innate talents of his colleagues thereby carving the best hands for business. He received many laurels and awards from the management for outstanding performance.Responsibility:
As CCO of the company he is Incharge of Internal Audit, Concurrent Audit, Head office Audit, Credit control and Statutory and AML/CFL compliance departments of the company.
In his present position, he has a general oversight of the company‘s compliance with applicable rules and regulations. He devises and maintains appropriate systems and controls for the company as a whole and advises management on compliance issues by pro-actively assisting management in identifying and containing compliance risk, monitoring, reporting and certification, fostering a compliance culture and optimising relations with regulators.
The remit of the role will include strategically influencing the business leadership to ensure that appropriate governance framework is in place to identify and mitigate compliance risk and ensure delivery of a professional, effective, and responsive compliance guidance at an optimal cost.Personal Front: He is married to Mrs. Aiswaria who is a homemaker and blessed with one daughter Riti.